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XXII, No 4, Winter 2005-06 |
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WORLD
POLICY JOURNAL
Will the Real Japan Please Stand Up
John H. Miller*
Contemporary Japan presents something of a "black box": although
changes are clearly afoot in this economically powerful but politically
diffident island nation, their nature and direction are enigmatic.
Most observers see Japan moving, albeit reluctantly, toward "realism"reengagement
with international politics and acceptance of collective security
responsibilities within the framework of a stronger alliance with
the United States. But some discern an ominous revival of militarism
and ultranationalism, claiming that the Japanese are "programmed"
by their history and culture to move in this direction. Others maintain
that their postwar conversion to democracy and pacifism fundamentally
altered their national character, making them even today a nation
of pacifists. Still others insist that Japan remains what it became
during the Cold War, a mercantilist trading state bent on amassing
national wealth and insulating itself from international conflicts
and rivalries.1
It is useful to review where Japan is
coming from. For the purposes of this essay,
the story can be picked up in 1945, when
the emperor's August 15 surrender triggered
a metamorphosis more sudden and profound
than any in Japan's history.2 Almost overnight,
the Japanese turned their backs on
values they had held sacrosanct for 70 years,
including the martial ethos of the feudal
samurai and self-sacrificing loyalty to the
emperor as the personification of the nation-
state. The trauma of defeat partly explains
this volte-face, but something more was involved.
Surrender was not in the Japanese
vocabulary. Few had ever capitulated; they
were expected to die rather than accept disgrace.
When their emperor called on them
to "endure the unendurable," they obeyed,
but his authority was shattered. It was as if
the head of a church had told believers that
violating a central tenet of their faith was
permissible and indeed, required.
American occupiers set about filling the
spiritual void created by the collapse of emperor-
centered nationalism with "peace and
democracy." Gen. Douglas MacArthur, entrusted
by Washington with rehabilitating
the Japanese, conceived of his mission as
turning them into a nation of democrats and
pacifists who would never again threaten
their neighbors. His crowning achievement
was rewriting Japan's constitution in 1947
to enshrine this goal as its new national
faith. Article Nine, which he borrowed from
the 1928 Kellogg-Briand Peace Pact "outlawing"
war, forbade Japan to maintain a
military or employ force to resolve international
disputes. In MacArthur's vision,
Japan was to become the "Switzerland of the
Far East," an exemplary "peace state" which
would make its way in the worldunder
the benevolent guidance of the United
Statesby holding to pacifist ideals and relying
on the goodwill of its neighbors and
the newly established United Nations.
Most Japanese embraced MacArthur's
peace-state ideal with an enthusiasm that
took the Americans aback. It was baffling
that a martial people prepared to die en
masse for the emperor only a few months
earlier could have become pacifists. But this
conversion was less extraordinary than it appeared.
The rise of a large and vocal left whose leaders denounced the "emperor system"
and championed pacifism and democracy
reflected the reemergence of trends suppressed
since the 1920s. For many, the acceptance
of ultranationalism and militarism
during the 1930s was more a matter of outward
conformity than inner conviction.
There was, moreover, a certain resonance between
pacifists' idealization of Japan as a
beacon of peace and disarmament, and militarists'
depiction of it as the paladin of national
liberation and "co-prosperity." Even
in the humiliation of defeat, Japan remained
the "light of Asia," set apart by its unique
national virtues.
With the onset of the Cold War, the
Americans regretted their hasty demilitarization
of Japan and pressed it to rearm and
join in containing the Sino-Soviet threat.
Conservative nationalists were glad to
oblige. Fervent anticommunists, they felt
that the Peace Constitution reduced Japan
to an international supplicant. They also deplored
Japan's repudiation of patriotism and
the military, which they viewed as an "abnormal"
situation, unparalleled elsewhere.
They sought to revive patriotism, rebuild
the military, and pull Japan into an anticommunist
alliance with the United States.
But the Left strongly opposed this agenda,
seeing it as a plot to restore militarism, and
insisted that the Peace Constitution required
Japan to adopt "unarmed neutrality"
in the Cold War. In the 1950s, leftists and
nationalists squared off in bitter parliamentary
confrontations that spilled into violent
street demonstrations. Many wondered if
the "fragile blossom" of Japanese democracy
would survive.
The Conservative Compromise
Moderate conservatives in the ruling Liberal
Democratic Party (LDP) devised a shaky
compromise.3 Under its terms, they accepted
a U.S. security guarantee and agreed
to provide bases for forward-deployed American
forces. But this arrangementformalized
in the U.S.-Japan Security Treaty of 1952was as far as they were willing to go.
They interpreted Japan's Peace Constitution
as ruling out rebuilding the military or participating
in collective security, including
even U.N. peacekeeping. They construed
Article Nine as permitting the right of self-
defense and the maintenance of a "self-defense
force" (SDF). However, they viewed the
SDF as essentially a "paramilitary" force that
had only one mission: repelling an attack
on Japanese territory. They consequently
limited it to defensive weaponry, prohibited
its overseas deployment, and restricted its
cooperation with U.S. forces. They also forbade
use of military titles and ranks, and
put the force on a par with the national
police, placing it under the supervision of
a government agency rather than a full-
fledged ministry.
Selling this compromise proved difficult.
Nationalists in the LDP balked at
Japan's lopsided dependence on the United
States and regarded the SDF as a pale imitation
of a true military. But moderates convinced
them it was the best that could be
achieved, and they reluctantly fell into line.
The Left, spearheaded by the Japan Socialist
Party (JSP), did not. It denounced the SDF
and the Security Treaty as unconstitutional
and continued to press for unarmed neutrality
in the Diet and through mass demonstrations.
The problem for the LDP's moderate
leadership thus became deflating the
Left's popular appeal. One tack was to coopt
its pacifist agenda. In the 1960s and
1970s, LDP prime ministers presented themselves
as champions of world peace and disarmament
by banning arms exports, capping
Japan's defense spending at 1 percent
of GNP, and forswearing nuclear weapons.
Under the rubric of "U.N.-centered diplomacy,"
they also made Japan a major financial
contributor to, and ardent backer of, the
United Nations.
A second tactic employed by the LDP to
undercut the Left was diverting attention
from divisive security issues to the benefits
of economic growth. This campaign got underway in the early 1960s with the LDP's
"income doubling" plan, and proved highly
successful. The Japanese immersed themselves
in American-style consumerism, underwritten
by a booming economy and LDP
policies that ensured the equitable distribution
of national wealth. The hot-button issues
of the 1950supholding peace and
democracy, and preventing the revival of
militarism and ultranationalismfaded
from public consciousness. The horizons of
newly affluent Japanese narrowed to home,
family, workplace, and local community.
What now mattered was getting ahead in
company hierarchies, enhancing a rising
standard of living, and addressing such
quality-of-life concerns as environmental
pollution, social welfare, and overcrowding.
Another pillar of the LDP's strategy was
insulating Japan from international politics.
Under the LDP, Japan sat out the Cold War
as a "conscientious objector," leaving the
heavy lifting to the Americans and their allies.
Few Japanese were aware of an "alliance"
with the United States, and the term
itself was avoided. (When a prime minister
used it in 1981, the ensuing uproar led to
the resignation of his foreign minister.) In
the 1960s and 1970s, the idea that Japan
might be obliged to provide more than
diplomatic support to U.S. policies was not
seriously considered. Rather, debate centered
on whether even this level of support was
consistent with Japan's pacifist and neutralist
ideals. The LDP equivocated. While assuring
Washington of its loyalty and deferring
to the United States on matters of Cold
War strategy, it pursued "omnidirectional
diplomacy" which involved courting any
and all regimes willing to do business with
Japan on a mutually profitable basis.
A fourth element of the LDP's Cold War
system was mercantilismthe amassing of
national wealth through protectionism at
home and the aggressive pursuit of markets
and raw materials abroad. Postwar
Japan's evolution into a mercantilist trading
state was a natural development, requiring merely the reprogramming of its bureaucratically
guided war economy for peacetime
production. Under the salubrious conditions
afforded by a Pax Americana, and U.S. military
procurement during the Korean and
Vietnam wars, Japan underwent a high-
growth "economic miracle," becoming in
the 1970s an economic superpower. The
Japanese had double cause for celebration:
not only had MacArthur's peace-state vision
largely been realized, but Japan had arisen,
phoenix-like, from the ashes of defeat to
reestablish itself as "Asia's economic giant."
They consequently began to see themselves
both as leaders in the cause of peace and disarmament,
and as mentors of Asia's economic
development.
Stirrings of Change
By 1980, the LDP had succeeded in selling
its blend of pacifism, consumerism, isolationism,
and mercantilism to the Japanese
people. This became Japan's "new orthodoxy"
and was supported by a broad national
consensus. The Left's influence waned
as most Japanese came to see its continued
opposition to the SDF and the Security
Treaty as quixotic and anachronistic. The
Socialists ceased to be a serious contender,
shifting to the role of "watchdog" and de
facto collaborator of the LDP, which seemed
destined to the permanent ruling party.
Conservative nationalists, on the other hand,
remained unreconciled. They chafed at what
they saw as Japan's "abnormal" rejection of
patriotism, low-profile diplomatic posture,
and overdependence on the United States for
its security. But they were a minority, overshadowed
by moderates who formed the
party's mainstream and who were determined
to maintain the policies that had
brought Japan unity, affluence, respect, and
influence.
Still, even as Japan's new orthodoxy became
established, it began to fray at the
edges.4 In the 1980s, a new mood of national
pride and assertiveness manifested itself
in the popular celebration of "Japan as Number One," the title of a 1979 American
book that became a runaway best-seller in
Japan. This genre of literature argued that
Japan's economic success stemmed from
unique values and institutions, such as business-
government collaboration and "lifetime
employment," that were superior to Western
values, including those of its erstwhile
American patron. The popularity of these
ideas mirrored generational change. The
Japanese who had personally experienced
war, defeat, and occupation were giving way
to a younger generation reared in the increasingly
prosperous and confident postwar
setting. While this new generation was disinclined
to abandon pacifism, it was less
willing to defer to foreign criticism, and
more receptive to the notion of a "strong
Japan."
The rightward tilt provided an opening for long-sidelined nationalist
politicians. The most important of these was Prime Minister Yasuhiro
Nakasone (1982-87), the first avowedly conservative nationalist
leader since 1960. His goal was to nudge Japan toward "normalcy"
in the framework of a stronger partnership with the United States.
His agenda included promoting patriotism, bolstering U.S.-Japan
military cooperation, and strengthening the SDF. In addition to
publicly affirming the American "alliance," he called for raising
Japan's cap on defense spending, modifying its arms export ban to
permit sharing military technology with the United States, and reinterpreting
the "selfdefense only" doctrine to enable the SDF to assume expanded
patrol responsibilities around Japan. As part of his campaign to
revive patriotism, Nakasone became in 1985 the first postwar prime
minister to officially pay his respects at Yasukuni Shrine, the
national memorial to Japan's war dead, on the August 15 anniversary
of the end of the Pacific War. Nakasone was a favorite of the Reagan
administration as well as the Japanese people. He played to heightened
fears of a Soviet threat, augmented by the invasion of Afghanistan,
the buildup of the Soviet Pacific Fleet, and the 1983 Soviet shoot-
down of an off-course South Korean airliner near Sakhalin Island.
A onetime officer in the Imperial Navy, Nakasone cut a dashing figure
and had a flair for public relations that set him apart from most
of his bland, self-effacing predecessors. Even Japanese who disagreed
with his policies admired him as a leader who stood tall and seemed
to be respected as an equal by the U.S. president and other world
leaders. But Nakasone encountered resistance from the LDP mainstream
and the Socialists, which combined to water down his program. His
push to make Japan a "normal country" and strengthen the American
alliance consequently made little headway. The Japanese were no
more willing to shoulder collective security burdens at the end
of his tenure than at its beginning.
Other nationalists inspired more alarm than Nakasone among those
wary of a possible revival of Japanese militarism. Right- wing extremists,
typified by the flamboyant writer Shintaro Ishihara, gained notoriety
by extolling Japan's "liberationist" war aims and denying atrocities
such as the infamous 1937 Rape of Nanking. Japan, they proclaimed,
had no need to apologize for its past and much to be proud of. Rightists
also benefited from a popular backlash against American criticism
of Japan's "free riding" on defense and "unfair trading practices."
Ishihara, for example, coauthored a bestselling 1989 tract, The
Japan That Can Say No, in which he called on Japan to use its
prowess to bring the United States to heel. Public support for the
historical revisionism and the "Gaullism" of rightists like Ishihara
was limited, but widespread media coverage of their pronouncements
magnified their influence.
Strains in the Alliance
As the Cold War waned, the LDP faced a
more serious problem than domestic rightists:
the possibility that the United States
might no longer be willing to underwrite Japan's security under the bases-for-protection
formula that served as the cornerstone
of the Security Treaty.5 American frustration
grew during the 1980s, inflamed by trade
disputes. The LDP tolerated Nakasone's
rhetorical support of the alliance in hopes of
mollifying Washington. By the end of the
decade, however, the efficacy of rhetoric and
token initiatives was wearing thin. U.S.Japan
trade friction escalated over what
Americans saw as Japan's "structural impediments"
to their imports, its steamrollering
of their high-tech industries, and its campaign
to "buy up" America. As the collapse
of the Soviet Union reduced the value of
Japanese bases, American commentators
warned that Japan was replacing it as a new
peer competitor and threat to U.S. interests
in East Asia.
The Japanese were slow to react to eroding
American patience, in part because some
hoped that the end of the Cold War might
render the alliance superfluous. In the
199091 Persian Gulf crisis, they rebuffed U.S. requests for a token SDF contingent,
citing their conscientious objector position.
But this no longer placated Congress or the
American public, irritated by the prospect
of U.S. troops fighting to safeguard Japan's
oil lifeline. (The Bush administration
quashed a congressional threat to withdraw
U.S. troops from Japan but used this threat
to pressure Tokyo to ante up $13 billion to
help cover the costs of the Gulf conflict.)
The alliance underwent a less publicized
"near death" experience during the 1993-94
North Korean nuclear crisis, when Washington
again found Japan unwilling to deploy
the SDF. However, this crisis was resolved
before it became a shooting conflict
that might have exposed the alliance's essential
hollowness.
In the mid-1990s, Japan's political elite
reluctantly accepted the need to bolster the
alliance by making a larger military contribution.
Failing to do so could have forced
Japan to fend for itself in what Japanese
now saw as the "rough neighborhood" of Northeast Asia. Few were willing to go it
alone against an unfriendly China, a suspicious
South Korea, an estranged Russia, and
a belligerent North Korea. Nor was there
much confidence in emerging multilateral
security cooperation as represented by the
ASEAN (Association of Southeast Asian Nations)
Regional Forum (ARF). By the same
token, there was scant domestic support for
entering into the sort of alliance with the
United States that could involve Japan in
distant military conflicts or require it to engage
in combat. The notion that the Japanese
were "closet militarists"a myth especially
favored by Chinese and Koreanswas
belied by the national furor provoked by the
killing of several Japanese peacekeepers in
Cambodia during Japan's first hesitant participation
in U.N. peacekeeping operations
in 1993.
Japan's pragmatic solution was to agree
in 1996 to permit noncombatant logistical
support to American forces in military contingencies
"near Japan"presumably including
the Korean peninsula and the Taiwan
Strait, although this was not spelled
out. This move placated Americans who felt
that Japan was not pulling its weight. Although
critics noted that this kept the SDF
out of harm's way, it was for Japan nevertheless
a controversial shift away from pacifist
orthodoxy. The LDP, back in power after a
three-year hiatus, sold it domestically as a
mere revision of the SDF's self-defense guidelines.
In fact, it represented a step toward
the assumption of collective security responsibilities.
But presenting it as such would
have posed nettlesome constitutional issues
and vexed the pacifists. Despite the collapse
of the Socialists, sentiment in favor of the
status quo remained too strong in the LDP
and in opposition parties to make acknowledgment
of Japan's tilt away from pacifist
isolationism politically feasible.
External Threat Perceptions
In the late 1990s, Japanese attitudes on
defense and foreign policy hardened.6 The main driver was rising threat perceptions
of North Korea and China. Pyongyang's
launching of a missile over Japan in 1998
brought home to the Japanese for the first
time since 1945 their vulnerability to external
attack. Subsequent incursions into
Japanese waters by North Korean "spy
boats"rumored to be running drugs and
kidnapping unwary Japaneseintensified
the sense of imminent threat. SDF air and
sea units went into action against these
boats, first firing warning shots, then sinking
one ship in battle, killing the North
Korean crew while sustaining Japanese casualties.
People flocked to view the remains of
this craft, which was put on public display
in Tokyo. Pacifist taboos against combat
seemed to have fallen, at least in the context
of self-defense against egregiously aggressive
actions by what most Japanese saw as a hostile
"rogue state."
Japanese perceptions of China were more
complex. In the 1980s, they had hoped to
construct a "special relationship" of friendship
and cooperation with the People's
Republic based on willingness to support
China's economic modernization with large
infusions of official development assistance,
mainly soft loans. They assumed that this
aid would override lingering Chinese bitterness
over Japan's pre-1945 aggression. Until
the early 1990s, Deng Xiaoping's relatively
cordial attitude suggested this might be the
case. In the mid-1990s, however, Beijing
launched a concerted campaign against
what it claimed was the revival of Japanese
militarism and ultranationalism. The Chinese
found evidence for this claim in the
provocative statements of rightists like Ishihara,
visits to Yasukuni Shrine by senior officials,
the "whitewashing" of prewar Japanese
aggression in school textbooks together
with Japan's reluctance to compensate its
surviving wartime victims, and the steady
enhancement of the SDF's capabilities.
Many Japanese were dismayed and angered
by this campaign. They had been
apologizing for the war for decades, and felt that they had made amends through generous
economic assistance. In light of their
commitment to democracy and pacifism,
moreover, they regarded China's depiction of
them as revanchists as disingenuous. Beijing,
it seemed, had ulterior motives in
playing the "guilt card," including catering
to domestic anti-Japanese sentiment, gaining
leverage on bilateral issues, and isolating
Japan in Asiaalthough South Korea
was the only East Asian country in which
the Chinese campaign had much resonance.
Japanese "apology fatigue" set in. As in the
earlier reaction against American hectoring
on trade and defense issues, rightists put
themselves in the forefront of demands that
Japan stand firm in the face of foreign bullying.
Support for apologies declined, as did
willingness to accommodate Chinese and
Korean protests against official visits to Yasukuni
Shrine and offending textbooks.
By the mid-1990s, the Japanese were also
apprehensive about China's expansive territorial
claims. They were disconcerted by
Chinese nuclear testing and the buildup of
the People's Liberation Army's missile and
naval projection capabilities. More worrisome
was China's resort to demonstrations
of military force in the 1996 Taiwan Strait
crisis and to skirmishing in the disputed
Spratly Islands in the South China Seaareas that sit astride the vital sea lanes linking
Japan to Southeast Asia and points west.
Against this background, many Japanese
were rattled by Beijing's revival of its long
dormant claim to the Senkaku Islands and
unwillingness to accept Japan's demarcation
of its Exclusive Economic Zone (EEZ) in the
East China Sea. Their concerns grew as the
Chinese stepped up naval intelligence-gathering
probes around Japan and undertook
exploratory oil and gas drilling operations
within its claimed economic zone.
The 1997-98 East Asian financial crisis
and the simultaneous deepening of Japan's
recession administered the coup de grâce to
hopes for a special relationship with China.
These hopes were premised on an economically strong Japan mentoring a backward
China. Now, however, Japan and China
"traded places." Japan's confidence in its
ability to lead Asia dimmed, while the Chinese
began to see themselves in this role.
China emerged a winner from the financial
crisis. Its economy surged at double-digit
growth rates, and Beijing earned accolades
for not aggravating its neighbors by devaluing
its currency. The Japanese, preoccupied
by domestic reform, watched nervously as
China put itself in the van of post-crisis
moves to promote East Asian economic regionalism
through the "ASEAN + 3 [China,
Japan, and South Korea]" process. ASEAN
shifted its focus from Japan to China by, for
example, concluding an agreement with
Beijing to form an ASEAN-China free trade
area.
Confronted by a belligerent North Korea
and an obstreperous China, Japan sought
to bolster its ties with Russia and South Korea.
Tokyo launched a diplomatic initiative
to try to resolve its long-standing territorial
dispute with Moscow over the southern
Kurile Islands. Russian president Boris
Yeltsin was interested, but the initiative
foundered in 1998 on the intransigence of
both Russian and Japanese nationalists. (The
former refused any concession on Russian
sovereignty, while the latter insisted on it as
a precondition for a peace treaty and economic
aid.) Japan had more success with
South Korean president Kim Dae Jung, who
sought Japanese support for his North Korean
"Sunshine Policy" and was willing to offer
a quid pro quo. Under his 1998 accord
with Tokyo on "history issues," Kim agreed
to rein in criticism of Japan and lift the
South Korean ban on Japanese cultural imports
in return for a written apology. But
Korean antipathy and suspicion toward
Japan were too deep-rooted to make this
gesture more than a temporary palliative.
Japan Changes Course
The accession of Prime Minister Junichiro
Koizumi in 2001 brought to power a popular nationalist in the Nakasone mold, intent
on picking up where the latter had
left off in making Japan a normal country.
He benefited from the fact that the Japanese
were more receptive to this course
than they had been ten, or even five, years
earlier. The postwar generation was now
firmly in charge and inclined toward
change. Many saw Japan as adrift, beset
by intractable economic problems, bullied
on territorial and history issues, and menaced
by missiles and spy boats. Despite
burgeoning Sino-Japanese tradewhich
offered hope of salvaging some degree of
cooperation with Beijingeconomic diplomacy
seemed to have reached a dead end.
Japan had failed to forge a special relationship
with China, maintain its partnership
with ASEAN, break the Kuriles impasse
with Russia, effect a genuine rapprochement
with South Korea, prevent India and
Pakistan from going nuclear, or achieve its
goal of securing a U.N. Security Council
seat.7
Koizumi's prescription for Japan's
malaise involved a heavy dose of Nakasonestyle
normalcyheightened patriotism, a
closer American alliance, and a less constrained
SDFaimed at creating a "strong
Japan." He implemented this agenda more
forcefully than any of his predecessors, including
Nakasone himself. Koizumi refused,
for example, to back down in the face of
Chinese and Korean protests against official
visits to Yasukuni Shrine and against objectionable
textbooks. He thus made it clear
that Japan, not they, would henceforth decide
the contents of its textbooks and how
Japan respects its war dead. Koizumi's stand
drew considerable support, especially among
rightists. But those who backed him did so
less because they agreed with right-wing
war apologists than because he stood up
against perceived foreign meddling. He also
played to reviving state-centered patriotism
as reflected in resolutions encouraging the
singing of the national anthem and displaying
the flag.
Koizumi's moves to bolster the American
allianceparticipation in U.S. missile
defense plans, and SDF deployments in support
of coalition operations in Afghanistan
and Iraqwent beyond anything contemplated
by his predecessors and would have
been politically impossible only a few years
earlier. Japan, it seemed, had "crossed the
Rubicon" toward acceptance of collective security
responsibilities.8 It did so, moreover,
on its own initiative rather than in response
to Washington's prodding or fear of American
abandonment. Koizumi became the first
prime minister to preside over a national
consensus that favored standing alongside
the United States in facing down aggressors.
The war on terrorism precipitated this shift.
Japan, after all, had a brush in 1995 with
homegrown terrorists bent on inflicting an
apocalypse of mass murder. More fundamentally,
however, the Japanese were reacting to
their threatening environment, lack of reliable
friends, and the bankruptcy of economic
diplomacy.
The third front of Koizumi's drive toward
normalcyturning the SDF into a
"real military"entailed building its capabilities
and lifting legal and political constraints
on its deployment. During the
Cold War, the SDF evolved into a formidable
fighting force armed with state-of-the-art
equipment. But it remained configured for
homeland defense and saddled with restrictions
unimaginable in a "normal" military,
such as the need to seek parliamentary authorization
for any use of force. Some of
these restrictions were loosened in the 1990s
as Japan began to participate in U.N. peacekeeping
operations and revised its defense
guidelines to permit logistical support to U.S. forces in regional military conflicts.
But Koizumi stepped up the pace of reform,
securing approval of legislation enabling
the SDF to react in emergencies, increasing
the authority of the cabinet to order
it into action, and widening the range
of circumstances in which it could employ
force. Parliament also agreed to provide it
with aerial refueling and other force-projection
capabilities.
Today, a plausible case could be made
that Japan has become a normal country,
and one of Washington's staunchest allies.
But it has not jettisoned its pacifist heritage.
As much as Koizumi talked about the
need to cast off pacifist constraints, he continued
to respect them. His government at
no point publicly acknowledged that it had
embraced collective security responsibilities,
or expressed a readiness to put the SDF in
situations where it might have to engage in
combat. Nor did it seriously challenge other
pillars of pacifist orthodoxy, including the
1 percent of GNP cap on defense spending,
the ban on arms exports, and Japan's nonnuclear
principles. Moreover, Koizumi's
push to make the SDF a normal military fell
well short of this goal. The SDF remained
paramilitary in form, still denied the status
and legitimacy of a full-fledged military and
subject to unusual restrictions, such as the
prohibition of its participation in combat-
related exercises with non-U.S. militaries.
Conflicting Interpretations
Why should a "normalizing" Japan cling to
pacifist ideals and taboos? Perhaps deception
is involved. For those who believe that the
Japanese are predisposed toward militarism
and ultranationalism, their proclaimed pacifism
is window dressing designed to conceal
reviving aggressiveness. Apology fatigue,
the SDF's buildup, and the menacing rhetoric
of rightists seem to support this diagnosis.
However, the continued attachment of many
Japanese to the postwar peace-state ideal
and Koizumi's inability to jettison pacifist
constraints belie the "reviving militarism"
interpretation. Considered in comparative
perspective, the Japanese are unusual for
their relative indifference to state-centered
patriotism and their aversion to military
force. Popular support for driving off North
Korean spy boats and renewed respect for
the national anthem and the flag may reflect
a slow erosion of this mind-set, but the image of contemporary Japan as a militarist
Mr. Hyde reemerging from a pacifist Dr.
Jekyll is clearly overdrawn.
Another, somewhat more plausible explanation
holds that normalcy, not pacifism,
is the real smokescreen. According to this
view, Japanese elites are merely feigning
willingness to step up to the plate on military
burden sharing to placate Washington
while they proceed with business as usualpursuing mercantilist policies in the framework
of omnidirectional diplomacy.9 This
interpretation accurately describes Japan's
posture during the Cold War. Even today,
many Japanese, especially the business community
and economic bureaucracy, favor an
economics-first approach and regard international
politics as an unwelcome distraction.
But the "business as usual" interpretation
overlooks post-Cold War changes in the
way Japanese see themselves in relation to
the world. As noted above, they are less confident
of the stability of the American alliance,
the efficacy of economic diplomacy,
and the goodwill of their neighbors. Moreover,
the rise of a strong and unfriendly China
confronts them for the first time in their
modern history with the disconcerting prospect
of being eclipsed by an Asian rival.
Considered from the "reluctant realism"
perspective, the Japanese are in the throes
of emerging from their Cold War pacifist-isolationist "cocoon" and confronting the
realities of international power politics.10
According to this interpretation, they are
betwixt and betweenloathe to leave the
comfort and safety of pacifism, but impelled
to do so by the logic of their less predictable
and benign environment. This situation is,
however, assumed to be temporary. Normalizers
like Koizumi, aided by the fading of
the postwar generation and the more assertive
and nationalistic attitudes of younger
Japanese, will soon dismantle the crumbling
edifice of pacifism through de facto or de jure
revision of Article Nine. Public opinion
seems to favor this course and a pro-revision
consensus is forming. But given a moribund Left, the menacing environment, and enthusiastic
cheerleading by Washington, one
must ask why Japan has not moved faster
and further toward normalcy than it has.
Nor is it obvious that it will continue to
move in this direction, absent compelling
reasons to do so.
A fourth, "conscientious objector" interpretation
starts from the proposition that
most Japanese are still fundamentally pacifists.
Viewed from this angle, support for
Koizumi's moves toward closer military and
strategic cooperation with the United States
stems less from a reluctant shift to a realist
world view than from a desire to try to
adapt pacifist ideals to a changing, less hospitable
international environment. Passive
onlookers of the Cold War, the Japanese are
now the equivalent of rear echelon ambulance
drivers in the American alliance. But
the notion that they may soon take their
place as America's "Britain of the Far East"
is, in this view, improbable. The conscientious
objector perspective highlights what
the reluctant realism school fails to addressthe apparent vitality and adaptability
of Japanese pacifism. It also casts doubt
on the assumption that Japan is moving in a
realist trajectory, which will inevitably lead
to its full acceptance of normal collective security
responsibilities, including a willingness
to deploy the SDF in overseas combat
situations.
"Change within Continuity"
Where, then, is Japan headed? History offers
possible clues. Viewed in long-term
perspective, the Japanese reveal a seeming
propensity for sudden course reversals. Examples
include their embrace of all-out
westernization in the 1870s, their lurch toward
militarism and ultranationalism in the
1930s, and their abrupt postwar conversion
to democracy and pacifism. However, these
national volte-faces obscure an equally striking
tendency toward incremental "change
within continuity."11 Japan's history is replete
with instances in which obsolete and even counterproductive institutions and
policies survive intact or are only gradually
modified. The Japanese are not unique in
this respect but their conservatism is unusual,
perhaps rooted in their insularity, respect
for tradition, and preoccupation with consensus.
When they have embraced radical
change, as in the cases cited above, the drivers
were external crisestheir helplessness
before the nineteenth-century West, the effects
of the Great Depression and threatened
loss of their Manchurian "lifeline," and their
decisive defeat in the Pacific War.
Considered from the latter standpoint,
nothing short of a comparable external crisis
is likely to shake the Japanese out of their
historically ingrained preference for cautious
and incremental change. One such crisis
that might have this effect is the breakdown
of the American alliance, which more than
anything elseincluding Japan's residual
postwar pacifismunderpins its attachment
to the status quo and reluctance to break
with the past. The loss of their U.S. protector
would force the Japanese to confront the
military dimension of their external security,
which they have not had to do in a serious
way since 1945. If a Japan bereft of its
American security guarantee were to see itself
threatened by a hostile combination of
neighbors centered on a resurgent and belligerent
China, the reviving militarism hypothesis
could become more plausible than
it seems today. Indeed, one can easily imagine
a scenario in which a rightward tilt of
its electorate puts in power ultranationalists
bent on playing the military card to reassert
Japan's regional dominance. Given Japanese
economic and technological capabilities, this
has to be China's, and indeed all of East
Asia's, nightmare scenario.
If the American alliance remains strongas seems probable in the near termfullscale
"remilitarization" and engagement in
the rough-and-tumble of international power
politics are unlikely to hold much appeal
for the majority of Japanese. Whether or not
they remain dyed-in-the-wool pacifists as
the conscientious objector hypothesis suggests,
there is no compelling reason for
them to embark on this course. Doing so,
moreover, would mean assuming novel burdens
and risks that run counter to their innate
conservatism. Like the institutions of
"Japan Inc.," their Cold War pacifist isolationism
is dysfunctional in the more fluid
and unpredictable conditions of the post-Cold War world, including the higher expectations
of their U.S. ally. Rather than
abandon that link, however, their preferred
approach is to gradually adapt it to changed
conditions. Koizumi has had considerable
success in pushing this process toward political-
military normalcy, largely because he
has been willing to accept compromises and
half-measures. But the inevitable result is a
high level of ambiguity regarding Japan's
intentions, not least among Japanese themselves.
Although they have so far been
spared the necessity to make hard choices, a
regional military crisis, which is no longer
unthinkable, could change this situation,
forcing the real Japan to stand up.
Notes
1. For a review of the literature, see Michael J.
Green, "State of the Field Report: Research on Japanese
Security Policy," AccessAsia Review, vol. 2 (September
1998), pp. 539.
2. John W. Dower, Embracing Defeat: Japan in the
Wake of World War II (New York: Norton, 1999).
3. John W. Dower, "Peace and Democracy in
Two Systems: External Policy and Internal Conflict,"
in Postwar Japan as History, ed. Andrew Gordon
(Berkeley: University of California Press, 1993),
pp. 333.
4. Kenneth B. Pyle, The Japanese Question: Power
and Purpose in a New Era (Washington, DC: American
Enterprise Institute Press, 1996).
5. Michael J. Green and Patrick M. Cronin, eds.,
The U.S.-Japan Alliance: Past, Present, and Future
(New York: Council on Foreign Relations Press,
1999).
6. Michael J. Green, "The Forgotten Player,"
National Interest, vol. 60 (summer 2000),
pp. 4249.
7. The mood of frustration and disarray is captured
by Yoichi Funabashi, "Tokyo's Depression
Diplomacy," Foreign Affairs, vol. 77 (November/December
1998), pp. 2636.
8. John H. Miller, "The Glacier Moves: Japan's
Response to U.S. Security Policies," Asia-Pacific
Center for Security Studies special assessment, March
2003.
9. Eric Heginbotham and Richard J. Samuels,
"Japan's Dual Hedge," Foreign Affairs, vol. 81 (September/
October 2002), pp. 11021.
10. Michael J. Green, Japan's Reluctant Realism:
Foreign Policy Challenges in an Era of Uncertain Power
(New York: Council on Foreign Relations Press,
2001).
11. Carol Gluck, "Patterns of the Past: Themes
in Japanese History," in Asia in Western and World
History, ed. Carol Gluck and Ainslie T. Embree (Ar-
monk, NY: M. E. Sharpe, 1997), pp. 72372.
*John H. Miller, a former Foreign Service officer, is associate professor in the Regional Studies Department at the Asia-Pacific Center for
Security Studies in Honolulu. The views expressed in this article are the author's and do not reflect those of the U.S. government.
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